Frontier Financial Planning Ethics Policy

It is the unfortunate truth that much of what passes for financial advice in today's marketplace seems designed to serve the advising firms' best interests, rather than their clients'. This is not the way things ought to be. Our clients come to us for advice. It is our duty and obligation to provide them with the best advice we can provide. We are committed to maintaining the highest ethical standard in the industry, based on the following points.

Integrity. We apprciate the position of trust and confidence which our clients place in us. Our personal integrity is the currency with which we repay that trust. Integrity means we will never aim to deceive our clients. It means advice which is based in honesty and good intentions, never constructed for personal gain. Integrity means a standard of truth that extends well beyond what is required by the law.

Objectivity. We commit to always placing our clients' best interest above our own. Recognizing that there are an almost infinite number of options available to us, we will always recommend that course of action which we truly believe is best suited to our clients goal.

Competency. The financial world is growing increasingly complicated. We realize we can only provide quality advice if we stay abreast of the latest information . Education is a never ending process. Rigourous study breeds competent advice, and our clients deserve nothing less.

Conflicts of Interest. In every business relationship, conflicts of interest may arise. We have a duty to disclose such conflicts as they arise. We will explain to you how we get paid, so that any potential conflicts are in the open. We will gladly limit compensation to our regular hourly planning fee for those clients who do not wish to purchase products from us.

Fair pricing. Pricing for our services will always be fair and reasonable, based on prices charged by similar firms for similar services.

Confidentiality. All information provided to us in the course of a client engagement is to be kept strictly confidential. Information is shared only with our broker/dealer as needed to implement our clients investment strategies.

Our greatest reward in this business is achieved when our clients achieve their goals. We therefore consider it to be in our best interest to give our clients the advice which helps them toward that end.

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